Compliance Risk Manager Senior
Posted on: October 3, 2019
Purpose of Job Provides second-line independent oversight and
guidance regarding business products, services, and processes
through a compliance framework to ensure they are executed in
accordance with regulatory requirements. In partnership with the
business and key stakeholders, continuously drives a strong culture
of compliance and demonstrates integrity and professional judgment
in protecting the interests of USAA and its members. Job
Requirements Tasks: * Provides guidance to the business to ensure
documents, projects, processes or product initiatives comply with
regulatory and legal requirements and enterprise policy.
* Synthesizes analyses, identifies root cause(s) of potential
compliance risk, provides recommendations that influence business
solutions and validates resolution
* Responsible for project management by leading and influencing
cross functional enterprise or compliance teams.
* Reviews implementation planning for new laws and regulations and
ensures appropriate parties have been engaged.
* Conveys information and position clearly, concisely, logically
and in an organized manner.
* Executes compliance risk management activities in accordance with
enterprise compliance standards.
* Serves as a resource to team members on escalated issues. Minimum
Education: * Bachelor's degree required.
* 4 additional years of related experience beyond the minimum
required may be substituted in lieu of a degree. Minimum
Experience: * 6 or more years relevant work experience in
compliance, risk, or audit function.
* Demonstrated experience working in a highly regulated
* Advanced knowledge in a specific area of compliance laws,
regulations and regulatory expectations
* Demonstrated ability to apply advanced knowledge of regulatory
compliance to consult and provide insight and guidance.
* Advanced knowledge of Microsoft Office tools to include Word,
Excel and PowerPoint.
* Experience working in a large bank preferred.
* Qualifications may warrant placement in a different job level.*
The above description reflects the details considered necessary to
describe the principal functions of the job and should not be
construed as a detailed description of all the work requirements
that may be performed in the job. When you apply for this position,
you will be required to answer some initial questions. This will
take approximately 5 minutes. Once you begin the questions you will
not be able to finish them at a later time and you will not be able
to change your responses. At USAA our employees enjoy one of the
best benefits packages in the business, including a flexible
business casual or casual dress environment, comprehensive medical,
dental and vision plans, along with wellness and wealth building
programs. Additionally, our career path planning and continuing
education will assist you with your professional goals. USAA also
offers a variety of on-site services and conveniences to help you
manage your work and personal life, including seven cafeterias, two
company stores and three fitness centers. USAA is an equal
opportunity and affirmative action employer and gives consideration
for employment to qualified applicants without regard to race,
color, religion, sex, national origin, age, disability, genetic
information, sexual orientation, gender identity or expression,
pregnancy, veteran status or any other legally protected
characteristic. If you'd like more information about your EEO
rights as an applicant under the law, click here for English /
Spanish. For USAA's Affirmative Action and EEO statement, please
click here. Furthermore, USAA makes hiring decisions compliant with
the Fair Chance Initiative for Hiring Ordinance (LAMC 189.00). USAA
provides equal opportunity to qualified individuals with
disabilities and disabled veterans. If you need a reasonable
accommodation, please email or call 1-800-210-USAA and select
option 3 for assistance. USAA means United Services Automobile
Association and its insurance, banking, investment and other
companies. Banks Member FDIC. Investments provided by USAA
Investment Management Company and USAA Financial Advisors Inc.,
both registered broker dealers.
Keywords: USAA, Avondale , Compliance Risk Manager Senior, Executive , Avondale, Arizona
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