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Group Regulatory Relations Officer - PVSI Control

Company: Wells Fargo Bank
Location: Avondale
Posted on: November 2, 2019

Job Description:

Job Description
About Wells FargoWells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $1.9 trillion in assets. Wells Fargo's vision is to satisfy our customers' financial needs and help them succeed financially. Founded in 1852 and headquartered in San Francisco, Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial finance through more than 7,950 locations, 13,000 ATMs, the internet (wellsfargo.com) and mobile banking, and has offices in 37 countries and territories to support customers who conduct business in the global economy. With approximately 262,000 team members, Wells Fargo serves one in three households in the United States. Wells Fargo & Company was ranked No. 26 on Fortune's 2018 rankings of America's largest corporations. News, insights and perspectives from Wells Fargo are also available at Wells Fargo Stories. -Payments, Virtual Solutions, and InnovationPVSI brings together the Company's payments platforms, digital capabilities, as well as online, mobile, and phone channels and -innovation teams. - It has six major business units, including: Cards and Retail Services; Deposit Products Group; Digital Innovation Channels; Operations; Treasury, Merchant, and Payment Solutions; and Contact Center. It also invests in research and development and strategic partnerships to design and build next generation products and customers. -PVSI ControlThe PVSI Control team is specifically responsible for the management of non-financial risk within PVSI, including operational risk, compliance risk, model risk, reputation risk and strategic risk. - The RoleThis senior leader will be responsible for leading the PVSI Control Group Regulatory Relations Office. This candidate will oversee a team responsible for coordinating between the PVSI business and internal and external parties on the execution of regulatory exams, external audits, internal audits, Independent Risk Management (IRM) Testing and Validation, and other types of reviews.This role will provide business executives and members of PVSI management with a single point of contact for coordination of exams and a consistent approach to completing these exams. -The PVSI Control Group Regulatory Relations -Officer will provide a strong coordination point between the PVSI Leader, PVSI Control Executive, and the Regulatory Relations team to manage regulatory relationships, communications, responses, and status updates.Specific Responsibilities:

  • Coordinates between PVSI and internal and external parties on the execution of regulatory exams, internal and external audits, and other reviews
  • Implement IRM regulatory exam coordination standards
  • Manage internal and external inventory and schedule, including:
  • Regulatory Exams
  • External Audits
  • Enterprise Testing & Validations (T&V)
  • Internal Audits
  • KPMG
  • QCA / Rep Letter/ SOX
  • SOC Reports
  • Manage inventory, schedule, and execution of attestations, for example:
  • Reg O
  • Reg W
  • Volcker
  • Coordinate examination requests, presentations, and other requests
  • Communicate results to PVSI leadershipThis leader will manage a large/matrixed team of risk professionals and work cross-functionally with multiple support partners and other senior leaders across PVSI and the company in the development and execution of company's strategies. Accordingly, critical success factors will include the ability to develop partnerships with many business and functional areas, provide insight into the economic climate and related market developments, and identify trends which may present opportunities or reflect gaps in the Company's risk management execution. -The CandidateThis role requires a collaborative leader capable of initiating action and managing change in a fast paced environment, as well as strong relationship management, influencing, vision and execution skills. A key differentiator will be the ability to understand and operate successfully in a complex, heavily-matrixed corporate environment. The roles require a sense of urgency, passion for results, and personal accountability for achievement while having ability to make timely and difficult decisions.Successful candidates will have the ability to distill complex concepts into simplified/targeted solutions, communicate those concepts effectively and ensure that all deliverables are met. They will use both vision and analysis to identify business problems and build compelling fact-based strategic recommendations. They will also have a demonstrated ability to build and maintain strong credible relationships with key stakeholder groups including PVSI Control Team Executive, PVSI Financial Crimes Risk Officer, PVSI Business Unit (BU)-Aligned Control Teams, PVSI Control Support Teams, PVSI Business Management, and Independent Risk Management.**This role will be based in Charlotte, NC

    Required Qualifications
    • 10+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 10+ years of IT systems security, business process management or financial services industry experience, of which 6+ years must include direct experience in compliance, operational risk management, or a combination of both
    • 7+ years of management experience

      Desired Qualifications
      • Advanced Microsoft Office skills
      • Excellent verbal, written, and interpersonal communication skills
      • Strong analytical skills with high attention to detail and accuracy
      • Ability to articulate complex concepts in a clear manner

        Other Desired Qualifications
        • Experience in regulatory relations, internal audit, project management, and regulatory exam management
        • Experience building effective Risk/Control programs
        • BA/BS and/or Advanced Degree (MBA, JD, etc.)
        • Strong knowledge of the financial services industry, products, and regulatory environment
        • Excellent organizational and time management skills with the ability to process multiple tasks simultaneously
        • Proven leadership ability to drive successful execution of business initiatives
        • Ability to plan, prioritize, and set goals
        • Proven ability to build dynamic and high performing teams
        • Ability to influence and consult strategically across a large organization and with various levels of leadership/stakeholders
        • Working knowledge of PVSI relationships and transaction processes
        • Strong understanding of policies, procedures, and programs to ensure appropriate and effective risk mitigation controls are in place
        • Risk Certification Programs, a plus



          Disclaimer

          All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

          Relevant military experience is considered for veterans and transitioning service men and women.
          Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo Bank, Avondale , Group Regulatory Relations Officer - PVSI Control, Accounting, Auditing , Avondale, Arizona

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